Matheau Stout, securities attorney, can assist stockbrokers, transfer agents and shareholders with the sale of restricted 144 stock when the requirements of SEC Rule 144 are met. With experience comes efficiency and this allows us to offer these 144 opinion letter services at reasonable flat fee rates.
Here’s how it works:
- Call us at (410) 429-7076 or Email a copy of your certificate(s), your contact info and ALL supporting docs to us at email@example.com.
- We review your submission and if Rule 144’s requirements are met, we can draft your rule 144 opinion letters and send you copies via email. If you are missing some documentation, we will let you know what is needed to support the legal opinion.
- We send you a request for payment for the flat fee for each certificate via PayPal. (You do not need a PayPal account to pay….just use your credit card.) We cover all PayPal fees and there is no additional cost to you to use PayPal.
We are generally able to turn around all 144 opinions within 24 hours of receiving ALL of your supporting documents. (If you are missing any needed docs, we will let you know after a first review.) If after reviewing everything we determine that we cannot issue an opinion, because an exemption from registration under SEC Rule 144 cannot be supported, you will not be charged, or will be refunded any fees already paid for that opinion.
Shareholders, contact us to learn about our Preferred Pricing discounts for multiple certificates. Sometimes shareholders hold multiple certificates in the same issuer. We are glad to reduce the flat fee when many certs are involved.
144 letters are just one part of the securities law practice of Matheau J. W. Stout, Esq. Our practice includes the representation of several OTC Bulletin Board and OTC Markets Pink Sheet issuers in SEC filings, DTC opinions, Reverse Merger due diligence and other securities law matters. Further information can be found at OTCLawyers.com.