Tag Archives: exempt from rule 144

When are Rule 144 Opinions Not Issued?

We do not issue Rule 144 legal opinion letters for every Shareholder who contacts us.  Why?   Sometimes this is due to the Issuer’s current shell status, or the fact that the Shares are simply not old enough.  These are easily … Continue reading

Posted in Rule 144, Rule 144 Opinions for Pink Sheets, SEC Rule 144 Opinion Letter | Tagged , , , , , , , , , , , , | Leave a comment

What Are The Exceptions to SEC Rule 144?

Some Examples of Exceptions to Rule 144 Stock included in a Registration Statement is not subject to Rule 144 if sold exactly as described in the Issuer’s Prospectus.  If not sold exactly as specified then Rule 144 is applied. Stock … Continue reading

Posted in Rule 144 | Tagged , , , , , , , , , | Leave a comment

When Does SEC Rule 144 Apply?

When does Rule 144 apply? Rule 144 applies under two circumstances: When anyone wants to sell restricted stock into the public securities markets using a brokerage firm; and When an Affiliate, or control person of an issuing company wants to … Continue reading

Posted in Rule 144 | Tagged , , , , , , , , | Leave a comment