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Tag Archives: rule 144 exemptions
What is the Holding Period for Stock Acquired Under a Subscription Agreement?
Shareholders who own restricted stock in OTC Markets or OTC Bulletin Board Issuers know that compliance with Rule 144 is a fact of life, and that virtually no broker will accept OTC stock for deposit without a Rule 144 legal … Continue reading
Posted in Private Placement, Rule 144, Rule 144 Opinions for Pink Sheets, SEC Rule 144 Opinion Letter
Tagged 144 legal opinion letter, 144 letter, 144 opinion, 144 opinion letter, 144 opinions, Matheau J. W. Stout, Matheau Stout securities lawyer, private placement, Reg D stock, restricted stock, rule 144 exemptions, same day 144 opinion letter, securities attorney opinion, subscription agreement, wire transfer confirmation
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Current Public Information Requirement Under Rule 144 for Multiple Sales
Sometimes Shareholders, such as Affiliates, will sell stock over time and the question arises whether or not one Rule 144 legal opinion will suffice. This depends upon how long ago the 144 opinion letter was drafted. The reason updated legal … Continue reading
What Are The Exceptions to SEC Rule 144?
Some Examples of Exceptions to Rule 144 Stock included in a Registration Statement is not subject to Rule 144 if sold exactly as described in the Issuer’s Prospectus. If not sold exactly as specified then Rule 144 is applied. Stock … Continue reading