Tag Archives: transfer agent

What is a Rule 144 Opinion Letter?

144 Letters Follow Careful Investigation By Securities Attorneys A Rule 144 Opinion Letter is written by a qualified securities attorney after careful investigation of a company’s history, prior SEC filings, and other supporting documents signed by the Shareholder and company … Continue reading

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Transfer Agents Require 144 Opinion Letters from Qualified Securities Attorneys

Why You Need An Experienced Securities Lawyer to Draft Your 144 Opinion Remember that the purpose of a 144 letter is to provide the Transfer Agent for the company‚Äôs stock with a comfort level that the legal opinion is coming … Continue reading

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Who Can Remove a Restrictive Legend on 144 stock?

Only the stock issuer’s Transfer Agent can remove a restrictive legend. The Transfer Agent usually will not do so without the issuer’s consent and an attorney opinion letter which is why you’re here at 144letters.net–you need a 144 legal opinion … Continue reading

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